SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Highland Risk Services LLC

(Last) (First) (Middle)
C/O BRP GROUP, INC.
4010 W. BOY SCOUT BLVD., SUITE 200

(Street)
TAMPA FL 33607

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/14/2020
3. Issuer Name and Ticker or Trading Symbol
BRP Group, Inc. [ BRP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of 10% owner group
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 286,624(1) D
Class A Common Stock 286,624(2) I By Highland Risk Services LLC
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Highland Risk Services LLC

(Last) (First) (Middle)
C/O BRP GROUP, INC.
4010 W. BOY SCOUT BLVD., SUITE 200

(Street)
TAMPA FL 33607

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Daly Brian Gordon

(Last) (First) (Middle)
C/O BRP GROUP, INC.
4010 W. BOY SCOUT BLVD., SUITE 200

(Street)
TAMPA FL 33607

(City) (State) (Zip)
Explanation of Responses:
1. These securities are owned by Highland Risk Services LLC ("Highland"), which is a member of a "group" pursuant to a voting agreement with (and with respect to the securities owned by) those individuals listed in the "Remarks" section (the "Voting Group").
2. Brian Gordon Daly is the managing member of Highland (which owns the reported securities and is a member of the Voting Group). He disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Remarks:
The Voting Group consists of Highland, Brian Gordon Daly, Millennial Specialty Holdco, LLC, Baldwin Insurance Group Holdings, LLC, Lowry Baldwin, Trevor Baldwin, Elizabeth Krystyn, Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust I Dated September 30, 2019, Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust II Dated September 30, 2019, Laura Sherman, Laura R. Sherman GRAT 2019-1 Dated September 30, 2019, Laura R. Sherman GRAT 2019-2 Dated September 30, 2019, Kristopher Aaron Wiebeck, Kristopher A. Wiebeck 2019 Grantor Retained Annuity Trust Dated September 30, 2019, John A Valentine, John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019, Daniel Galbraith, Bradford Hale, Joseph D. Finney, Christopher J. Stephens and James Morgan Roche for purposes of Section 13(d) of the Securities Exchange Act of 1934.
/s/ Christopher J. Stephens as Attorney-in Fact, for Highland Risk Services LLC 02/14/2020
/s/ Christopher J. Stephens, as Attorney-in Fact, for Brian Gordon Daly 02/14/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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